Universal investment

Results: 892



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751Exchange-traded funds / Universal Market Integrity Rules / Financial economics / Investment / Funds

Proposed Amendments to the Definiton of Basis Order

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Source URL: www.iiroc.ca

Language: English - Date: 2014-06-23 14:46:07
752Financial services / Securities / Funds / Economy of Canada / Universal Market Integrity Rules / Fee / Investment Industry Regulatory Organization of Canada / Net asset value / Financial economics / Investment / Finance

INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA MANAGEMENT DISCUSSION AND ANALYSIS

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Source URL: www.iiroc.ca

Language: English - Date: 2013-08-30 15:18:38
753Economy of Canada / Universal Market Integrity Rules

June 1, 2008 INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA TRANSITION RULE NO. 1 MADE PURSUANT TO BY-LAW 13.1 OF THE CORPORATION 1.1

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Source URL: www.iiroc.ca

Language: English - Date: 2014-03-26 16:48:40
754Finance / Financial markets / Order / Algorithmic trading / Wash trade / Futures contract / Short / Universal Market Integrity Rules / Repurchase agreement / Financial economics / Stock market / Investment

Universal Market Integrity Rules Rules & Policies 2.2 Manipulative and Deceptive Activities

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Source URL: www.iiroc.ca

Language: English - Date: 2014-03-05 11:59:19
755Integrity / Business / Economy of Canada / Universal Market Integrity Rules / Investment Industry Regulatory Organization of Canada

ANNOTATED UNIVERSAL MARKET INTEGRITY RULES Important Disclaimer The following annotated version of the Universal Market Integrity Rules (“UMIR”) has been prepared as an informal reference document by the Market Regu

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Source URL: www.iiroc.ca

Language: English - Date: 2014-03-05 11:48:19
756Securities / Universal Market Integrity Rules / Canadian securities regulation / Canada / Regulatory compliance / Regulatory risk differentiation / Business / Exempt market dealer / Financial economics / Financial regulation / Investment Industry Regulatory Organization of Canada

Rule Notice Guidance Note Dealer Member Rules UMIR Please distribute internally to:

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Source URL: www.iiroc.ca

Language: English - Date: 2013-12-12 11:36:03
757Investment / Finance

Universal Market Integrity Rules Rules & Policies 7.13

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Source URL: www.iiroc.ca

Language: English - Date: 2014-03-31 15:50:42
758Investment / Stock market / United States Securities and Exchange Commission / United States securities law / Universal Market Integrity Rules / Alternative Trading Systems / Securities Act / Canadian securities regulation / Dark liquidity / Financial economics / Financial markets / Finance

Universal Market Integrity Rules Rules & Policies PART 10 – COMPLIANCE 10.1

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Source URL: www.iiroc.ca

Language: English - Date: 2014-03-05 12:15:52
759Investment / Finance / Uptick rule / Order / Universal Market Integrity Rules / Short / High-frequency trading / Futures contract / Market maker / Financial markets / Stock market / Financial economics

Rules Notice Technical UMIR Please distribute internally to: Corporate Finance

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Source URL: www.iiroc.ca

Language: English - Date: 2014-05-06 15:36:02
760Finance / Order / Volume-weighted average price / Futures contract / Investment broker / Stock market / Financial economics / Investment

Universal Market Integrity Rules Rules & Policies 5.3

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Source URL: www.iiroc.ca

Language: English - Date: 2013-12-18 15:04:58
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